Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Boots Gale, III is general counsel and corporate secretary for Regions. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Gartner Terms of Use Embed controls to reduce risk in a hybrid work environment. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program.
Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Youre about to leave Regions to use an external site. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank.
Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach.
For Bank Chief Risk Officers, No Room for Error in Compliance Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Head of Wealth Management Group. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University.
Bank Compliance Officer Job Description Example Logan M. Pichel Danella earned a bachelors degree in Economics and English from Vanderbilt. He was named president in December 2017. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. 2023 Regions Bank. 8 a.m. 5 p.m. GMT (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. May 27, 2022, 1:30 p.m. EDT 3 Min Read. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Danella earned a bachelors degree in Economics and English from Vanderbilt. Chief Data and Analytics Officer. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. William E. Horton He leads the companys Executive Leadership Team. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Deputy Chief Risk Officer and Chief Credit Officer. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Advisory Services are offered through Cetera Investment Advisers LLC. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He is also a member of the Southeastern Council of Foundations. Advisory Services are offered through Cetera Investment Advisers LLC. Head of Strategic Planning & Corporate Development. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. M. Deron Smithy Chief Operating Officer.
For bank chief risk officers, no room for error in compliance Andrews experience and insights will help us build on these accomplishments. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. The LifeGreen color is a trademark of Regions Bank. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. C. Keith Herron Kate R. Danella Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Chief Governance Officer and Assistant Corporate Secretary. You should consult privacy disclosures at the linked website for further information. 205-264-4551 Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. C. Ward Cheatham Anthony Restel President, Regional Banking . Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Congratulations on your new role. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Commercial Banking includes clients with revenues between $1MM and $250MM. Head of Enterprise Operations. Chief Transformation Officer. Turner holds a bachelors degree in economics from the University of Georgia. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. The solution? Chief Risk Officer. Manav Misra Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Ritter is a member of Regions Executive Leadership Team. Discover the four best practice approaches in investigation management. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Chief Human Resources Officer. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Hope Dmuchowski Chief Financial Officer. Chief Risk Officer . These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. 2023Gartner, Inc. and/or its affiliates. Executive Vice President Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Dana Nolan serves as the Head of Investor Relations at Regions. The LifeGreen color is a trademark of Regions Bank. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. About this role. CCOs must monitor and respond to changes in compliance risks.
Reserve Bank of India - Notifications In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. His primary focus was financial institutions. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. A bank executive develops a new product, maybe a fee-generation concept. Executive Vice President Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Jeremy King | William D. Ritter She leads all institutional, retail and fixed income investor relations functions. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. When making the leap to a new position, almost half (46%) of executives across all functions underperform. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He was named president in December 2017. 2023 Regions Bank.
81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn She currently holds Series 79, Series 63 and Series 24 licenses. Design a human-centric compliance culture. Head of Corporate Banking Group. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Chief Enterprise Operations and Technology Officer. Scott M. Peters Executive Vice President He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. David Popwell President, Specialty Banking . Regions Bank is an Equal Housing Lender and Member FDIC. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. This press release features multimedia. Community Affairs She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Bill Ritter serves as Head of the Wealth Management group.
Santander Chief Compliance Officer Salaries in Braunton President and Chief Executive Officer of Regions Financial Corporation. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. . BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Andy Hernandez is Chief Digital Officer for Regions. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. He received a masters degree in business administration from Emory University, Atlanta, Georgia. He leads the company's Executive Leadership Team. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Member FDIC. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Misra is responsible for overseeing the company's data strategy and enterprise data . Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Regions Bank is an Equal Housing Lender and Member FDIC. Youre about to leave Regions to use an external site. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Chief Financial Officer.
Officers & Directors | Renasant Corporation Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Privacy Policy. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Head of Consumer Banking Group. Executive Vice President He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Senior Executive Vice President Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member.